Bibliography

Review of modeling of losses and sources of relativistic electrons in the outer radiation belt II: Local acceleration and loss

This paper focuses on the modeling of local acceleration and loss processes in the outer radiation belt. We begin by reviewing the statistical properties of waves that violate the first and second adiabatic invariants, leading to the loss and acceleration of high energy electrons in the outer radiation belt. After a brief description of the most commonly accepted methodology for computing quasi-linear diffusion coefficients, we present pitch-angle scattering simulations by (i) plasmaspheric hiss, (ii) a combination of plasmaspheric hiss and electromagnetic ion cyclotron (EMIC) waves, (iii) chorus waves, and (iv) a combination of chorus and EMIC waves. Simulations of the local acceleration and loss processes show that statistically, the net effect of chorus waves is acceleration at MeV energies and loss at hundreds of keV energies. The combination of three-dimensional (3D) simulations of the local processes and radial transport show that the complexity of the behavior of the radiation belts is due to a number of competing processes of acceleration and loss, and depends on the dynamics of the plasmasphere, ring current, and solar wind conditions.

SHPRITS, Y; SUBBOTIN, D; MEREDITH, N; ELKINGTON, S;

Published by: Journal of Atmospheric and Solar-Terrestrial Physics      Published on: 11/2008

YEAR: 2008     DOI: 10.1016/j.jastp.2008.06.014

Local Acceleration due to Wave-Particle Interaction

Review of modeling of losses and sources of relativistic electrons in the outer radiation belt I: Radial transport

In this paper, we focus on the modeling of radial transport in the Earth\textquoterights outer radiation belt. A historical overview of the first observations of the radiation belts is presented, followed by a brief description of radial diffusion. We describe how resonant interactions with poloidal and toroidal components of the ULF waves can change the electron\textquoterights energy and provide radial displacements. We also present radial diffusion and guiding center simulations that show the importance of radial transport in redistributing relativistic electron fluxes and also in accelerating and decelerating radiation belt electrons. We conclude by presenting guiding center simulations of the coupled particle tracing and magnetohydrodynamic (MHD) codes and by discussing the origin of relativistic electrons at geosynchronous orbit. Local acceleration and losses and 3D simulations of the dynamics of the radiation belt fluxes are discussed in the companion paper [Shprits, Y.Y., Subbotin, D.A., Meredith, N.P., Elkington, S.R., 2008. Review of modeling of losses and sources of relativistic electrons in the outer radiation belt II: Local acceleration and loss. Journal of Atmospheric and Solar-Terrestrial Physics, this issue. doi:10.1016/j.jastp.2008.06.014].

SHPRITS, Y; ELKINGTON, S; MEREDITH, N; SUBBOTIN, D;

Published by: Journal of Atmospheric and Solar-Terrestrial Physics      Published on: 11/2008

YEAR: 2008     DOI: 10.1016/j.jastp.2008.06.008

Radial Transport

Dynamic evolution of energetic outer zone electrons due to wave-particle interactions during storms

[1] Relativistic electrons in the outer radiation belt are subjected to pitch angle and energy diffusion by chorus, electromagnetic ion cyclotron (EMIC), and hiss waves. Using quasi-linear diffusion coefficients for cyclotron resonance with field-aligned waves, we examine whether the resonant interactions with chorus waves produce a net acceleration or loss of relativistic electrons. We also examine the effect of pitch angle scattering by EMIC and hiss waves during the main and recovery phases of a storm. The numerical simulations show that wave-particle interactions with whistler mode chorus waves with realistic wave spectral properties result in a net acceleration of relativistic electrons, while EMIC waves, which provide very fast scattering near the edge of the loss cone, may be a dominant loss mechanism during the main phase of a storm. In addition, hiss waves are effective in scattering equatorially mirroring electrons and may be an important mechanism of transporting high pitch angle electrons toward the loss cone.

Li, W.; Shprits, Y; Thorne, R.;

Published by: Journal of Geophysical Research      Published on: 10/2007

YEAR: 2007     DOI: 10.1029/2007JA012368

Local Loss due to VLF/ELF/EMIC Waves

Refilling of the slot region between the inner and outer electron radiation belts during geomagnetic storms

[1] Energetic electrons (>=50 keV) are injected into the slot region (2 < L < 4) between the inner and outer radiation belts during the early recovery phase of geomagnetic storms. Enhanced convection from the plasma sheet can account for the storm-time injection at lower energies but does not explain the rapid appearance of higher-energy electrons (>=150 keV). The effectiveness of either radial diffusion (driven by enhanced ULF waves) or local acceleration (during interactions with enhanced whistler mode chorus emissions), as a potential source for refilling the slot at higher energies, is analyzed for observed conditions during the early recovery phase of the 10 October 1990 storm. We demonstrate that local acceleration, driven by observed chorus emissions, can account for the rapid enhancement in 200\textendash700 keV electrons in the outer slot region near L = 3.3. Radial diffusion is much less effective but may partially contribute to the flux enhancement at lower L. Subsequent outward expansion of the plasmapause during the storm recovery phase effectively terminates local wave acceleration in the slot and prevents acceleration to energies higher than \~700 keV. A statistical analysis of energetic electron flux enhancements and wave and plasma properties over the entire CRRES mission supports the concept of local wave acceleration as a dominant process for refilling the slot during the main and early recovery phase of storms. For moderate storms, the injection process naturally becomes less effective at energies >=1 MeV, due to the longer wave acceleration times and additional precipitation loss from scattering by electromagnetic ion cyclotron waves. However, during extreme events when the plasmapause remains compressed for several days, conditions may occur to allow wave acceleration to multi-MeV energies at locations normally associated with the slot.

Thorne, R.; Shprits, Y; Meredith, N.; Horne, R.; Li, W.; Lyons, L.;

Published by: Journal of Geophysical Research      Published on: 06/2007

YEAR: 2007     DOI: 10.1029/2006JA012176

Shock-Induced Transport. Slot Refilling and Formation of New Belts.

Observation of two distinct, rapid loss mechanisms during the 20 November 2003 radiation belt dropout event

The relativistic electron dropout event on 20 November 2003 is studied using data from a number of satellites including SAMPEX, HEO, ACE, POES, and FAST. The observations suggest that the dropout may have been caused by two separate mechanisms that operate at high and low L-shells, respectively, with a separation at L \~ 5. At high L-shells (L > 5), the dropout is approximately independent of energy and consistent with losses to the magnetopause aided by the Dst effect and outward radial diffusion which can deplete relativistic electrons down to lower L-shells. At low L-shells (L < 5), the dropout is strongly energy-dependent, with the higher-energy electrons being affected most. Moreover, large precipitation bands of both relativistic electrons and energetic protons are observed at low L-shells which are consistent with intense pitch angle scattering driven by electromagnetic ion cyclotron (EMIC) waves and may result in a rapid loss of relativistic electrons near the plasmapause in the dusk sector or in plumes of enhanced density.

Bortnik, J.; Thorne, R.; O\textquoterightBrien, T.; Green, J.; Strangeway, R.; Shprits, Y; Baker, D.;

Published by: Journal of Geophysical Research      Published on: 12/2006

YEAR: 2006     DOI: 10.1029/2006JA011802

Local Loss due to VLF/ELF/EMIC Waves

Outward radial diffusion driven by losses at magnetopause

Loss mechanisms responsible for the sudden depletions of the outer electron radiation belt are examined based on observations and radial diffusion modeling, with L*-derived boundary conditions. SAMPEX data for October\textendashDecember 2003 indicate that depletions often occur when the magnetopause is compressed and geomagnetic activity is high, consistent with outward radial diffusion for L* > 4 driven by loss to the magnetopause. Multichannel Highly Elliptical Orbit (HEO) satellite observations show that depletions at higher L occur at energies as low as a few hundred keV, which excludes the possibility of the electromagnetic ion cyclotron (EMIC) wave-driven pitch angle scattering and loss to the atmosphere at L* > 4. We further examine the viability of the outward radial diffusion loss by comparing CRRES observations with radial diffusion model simulations. Model-data comparison shows that nonadiabatic flux dropouts near geosynchronous orbit can be effectively propagated by the outward radial diffusion to L* = 4 and can account for the main phase depletions of outer radiation belt electron fluxes.

Shprits, Y; Thorne, R.; Friedel, R.; Reeves, G.; Fennell, J.; Baker, D.; Kanekal, S.;

Published by: Journal of Geophysical Research      Published on: 11/2006

YEAR: 2006     DOI: 10.1029/2006JA011657

Magnetopause Losses

Timescale for MeV electron microburst loss during geomagnetic storms

Energetic electrons in the outer radiation belt can resonate with intense bursts of whistler-mode chorus emission leading to microburst precipitation into the atmosphere. The timescale for removal of outer zone MeV electrons during the main phase of the October 1998 magnetic storm has been computed by comparing the rate of microburst loss observed on SAMPEX with trapped flux levels observed on Polar. Effective lifetimes are comparable to a day and are relatively independent of L shell. The lifetimes have also been evaluated by theoretical calculations based on quasi-linear scattering by field-aligned waves. Agreement with the observations requires average wide-band wave amplitudes comparable to 100 pT, which is consistent with the intensity of chorus emissions observed under active conditions. MeV electron scattering is most efficient during first-order cyclotron resonance with chorus emissions at geomagnetic latitudes above 30 degrees. Consequently, the zone of MeV microbursts tends to maximize in the prenoon (0400\textendash1200 MLT) sector, since nightside chorus is more strongly confined to the equator.

Thorne, R.; O\textquoterightBrien, T.; Shprits, Y; Summers, D.; Horne, R.;

Published by: Journal of Geophysical Research      Published on: 09/2005

YEAR: 2005     DOI: 10.1029/2004JA010882

Local Loss due to VLF/ELF/EMIC Waves

Wave acceleration of electrons in the Van Allen radiation belts

The Van Allen radiation belts1 are two regions encircling the Earth in which energetic charged particles are trapped inside the Earth\textquoterights magnetic field. Their properties vary according to solar activity2, 3 and they represent a hazard to satellites and humans in space4, 5. An important challenge has been to explain how the charged particles within these belts are accelerated to very high energies of several million electron volts. Here we show, on the basis of the analysis of a rare event where the outer radiation belt was depleted and then re-formed closer to the Earth6, that the long established theory of acceleration by radial diffusion is inadequate; the electrons are accelerated more effectively by electromagnetic waves at frequencies of a few kilohertz. Wave acceleration can increase the electron flux by more than three orders of magnitude over the observed timescale of one to two days, more than sufficient to explain the new radiation belt. Wave acceleration could also be important for Jupiter, Saturn and other astrophysical objects with magnetic fields.

Horne, Richard; Thorne, Richard; Shprits, Yuri; Meredith, Nigel; Glauert, Sarah; Smith, Andy; Kanekal, Shrikanth; Baker, Daniel; Engebretson, Mark; Posch, Jennifer; Spasojevic, Maria; Inan, Umran; Pickett, Jolene; Decreau, Pierrette;

Published by: Nature      Published on: 09/2005

YEAR: 2005     DOI: 10.1038/nature03939

Local Acceleration due to Wave-Particle Interaction

Time dependent radial diffusion modeling of relativistic electrons with realistic loss rates

Model simulations are compared to the typically observed evolution of MeV electron fluxes during geomagnetic storms to investigate whether radial diffusion alone can account for the observed variability and to estimate the effect of electron lifetimes. We demonstrate that knowledge of lifetimes is crucial for understanding the radial structure of the storm-time radiation belts and their temporal evolution. Our model results suggest that outer zone lifetimes at 1 MeV are on the order of few days during quite-times and less than a day during storm-time conditions. Losses outside plasmasphere should be included in the modeling of electron fluxes since effective lifetimes are much shorter than that of plasmaspheric losses. Simulations with variable outer boundary conditions show that the depletion of the main phase relativistic electron fluxes at L <= 4 can not be explained only by variations in fluxes near geosynchronous orbit and require local lifetimes as short as 0.5 day. Radial diffusion alone is unable to account for either the gradual build up of relativistic electron fluxes or the maxima in phase space density near L = 4 - 5 observed during the recovery phase of many storms, which suggests that an additional local acceleration source is also required.

Shprits, Y; Thorne, R.;

Published by: Geophysical Research Letters      Published on: 04/2004

YEAR: 2004     DOI: 10.1029/2004GL019591

Radial Transport