Bibliography

Properties of Lightning Generated Whistlers Based on Van Allen Probes Observations and Their Global Effects on Radiation Belt Electron Loss

Lightning generated whistlers (LGWs) play an important role in precipitating energetic electrons in the Earth s inner radiation belt and beyond. Wave burst data from the Van Allen Probes are used to unambiguously identify LGWs and analyze their properties at L < 4 by extending their frequencies down to ~100 Hz for the first time. The statistical results show that LGWs typically occur at frequencies from 100 Hz to 10 kHz with the major wave power below the equatorial lower hybrid resonance frequency, and their wave amplitudes are typically strong at L < 3 with an occurrence rate up to ~30\% on the nightside. The lifetime calculation indicates that LGWs play an important role in scattering electrons from tens of keV to several MeV at L < ~2.5. Our newly constructed LGW models are critical for evaluating the global effects of LGWs on energetic electron loss at L < 4.

Green, A.; Li, W.; Ma, Q.; Shen, X.-C.; Bortnik, J.; Hospodarsky, G.;

Published by: Geophysical Research Letters      Published on: 08/2020

YEAR: 2020     DOI: https://doi.org/10.1029/2020GL089584

lightning generated whistlers; electron precipitation; Inner radiation belt; hiss; VLF transmitter waves; global distribution; Van Allen Probes

Properties of Whistler Mode Waves in Earth\textquoterights Plasmasphere and Plumes

Whistler mode wave properties inside the plasmasphere and plumes are systematically investigated using 5-year data from Van Allen Probes. The occurrence and intensity of whistler mode waves in the plasmasphere and plumes exhibit dependences on magnetic local time, L, and AE. Based on the dependence of the wave normal angle and Poynting flux direction on L shell and normalized wave frequency to electron cyclotron frequency (fce), whistler mode waves are categorized into four types. Type I: ~0.5 fce with oblique wave normal angles mostly in plumes; Type II: 0.01\textendash0.5 fce with small wave normal angles in the outer plasmasphere or inside plumes; Type III: <0.01 fce with oblique wave normal angles mostly within the plasmasphere or plumes; Type IV: 0.05\textendash0.5 fce with oblique wave normal angles deep inside the plasmasphere. The Poynting fluxes of Type I and II waves are mostly directed away from the equator, suggesting local amplification, whereas the Poynting fluxes of Type III and IV are directed either away from or toward the equator, and may originate from other source regions. Whistler mode waves in plumes have relatively small wave normal angles with Poynting flux mostly directed away from the equator and are associated with high electron fluxes from ~30 keV to hundreds of keV, all of which support local amplification. Whistler mode wave amplitudes in plumes can be stronger than typical plasmaspheric hiss, particularly during active times. Our results provide critical insights into understanding whistler mode wave generation inside the plasmasphere and plumes.

Shi, Run; Li, Wen; Ma, Qianli; Green, Alex; Kletzing, Craig; Kurth, William; Hospodarsky, George; Claudepierre, Seth; Spence, Harlan; Reeves, Geoff;

Published by: Journal of Geophysical Research: Space Physics      Published on: 01/2019

YEAR: 2019     DOI: 10.1029/2018JA026041

Plasmaspheric Hiss; plasmaspheric plume; Van Allen Probes; whistler mode waves

Radiation belt electron acceleration during the 17 March 2015 geomagnetic storm: Observations and simulations

Various physical processes are known to cause acceleration, loss, and transport of energetic electrons in the Earth\textquoterights radiation belts, but their quantitative roles in different time and space need further investigation. During the largest storm over the past decade (17 March 2015), relativistic electrons experienced fairly rapid acceleration up to ~7 MeV within 2 days after an initial substantial dropout, as observed by Van Allen Probes. In the present paper, we evaluate the relative roles of various physical processes during the recovery phase of this large storm using a 3-D diffusion simulation. By quantitatively comparing the observed and simulated electron evolution, we found that chorus plays a critical role in accelerating electrons up to several MeV near the developing peak location and produces characteristic flat-top pitch angle distributions. By only including radial diffusion, the simulation underestimates the observed electron acceleration, while radial diffusion plays an important role in redistributing electrons and potentially accelerates them to even higher energies. Moreover, plasmaspheric hiss is found to provide efficient pitch angle scattering losses for hundreds of keV electrons, while its scattering effect on > 1 MeV electrons is relatively slow. Although an additional loss process is required to fully explain the overestimated electron fluxes at multi-MeV, the combined physical processes of radial diffusion and pitch angle and energy diffusion by chorus and hiss reproduce the observed electron dynamics remarkably well, suggesting that quasi-linear diffusion theory is reasonable to evaluate radiation belt electron dynamics during this big storm.

Li, W.; Ma, Q.; Thorne, R.; Bortnik, J.; Zhang, X.-J.; Li, J.; Baker, D.; Reeves, G.; Spence, H.; Kletzing, C.; Kurth, W.; Hospodarsky, G.; Blake, J.; Fennell, J.; Kanekal, S.; Angelopoulos, V.; Green, J.; Goldstein, J.;

Published by: Journal of Geophysical Research: Space Physics      Published on: 06/2016

YEAR: 2016     DOI: 10.1002/jgra.v121.610.1002/2016JA022400

chorus-driven local acceleration; Electron acceleration; radial diffusion; Van Allen Probes

Survey of the Frequency Dependent Latitudinal Distribution of the Fast Magnetosonic Wave Mode from Van Allen Probes EMFISIS Wave Form Receiver Plasma Wave Analysis

We present a statistical survey of the latitudinal structure of the fast magnetosonic wave mode detected by the Van Allen Probes spanning the time interval of 9/21/2012 to 8/1/2014. We show that statistically the latitudinal occurrence of the wave frequency (f) normalized by the local proton cyclotron frequency (fcP) has a distinct funnel shaped appearance in latitude about the magnetic equator similar to that found in case studies. By comparing the observed E/B ratios with the model E/B ratio, using the observed plasma density and background magnetic field magnitude as input to the model E/B ratio, we show that this mode is consistent with the extraordinary (whistler) mode at wave normal angles (θk) near 90\textdegree. Performing polarization analysis on synthetic waveforms composed from a superposition of extra-ordinary mode plane waves with θk randomly chosen between 87 and 90\textdegree, we show that the uncertainty in the derived wave normal is substantially broadened, with a tail extending down to θk of 60\textdegree, suggesting that another approach is necessary to estimate the true distribution of θk. We find that the histograms of the synthetically derived ellipticities and θk are consistent with the observations of ellipticities and θk derived using polarization analysis. We make estimates of the median equatorial θk by comparing observed and model ray tracing frequency dependent probability occurrence with latitude, and give preliminary frequency dependent estimates of the equatorial θk distribution around noon and 4 RE, with the median of ~4 to 7\textdegree from 90\textdegree at f /fcP = 2 and dropping to ~0.5\textdegree from 90\textdegree at f /fcP = 30. The occurrence of waves in this mode peaks around noon near the equator at all radial distances, and we find that the overall intensity of these waves increases with AE*, similar to findings of other studies.

Boardsen, Scott; Hospodarsky, George; Kletzing, Craig; Engebretson, Mark; Pfaff, Robert; Wygant, John; Kurth, William; Averkamp, Terrance; Bounds, Scott; Green, Jim; De Pascuale, Sebastian;

Published by: Journal of Geophysical Research: Space Physics      Published on: 02/2016

YEAR: 2016     DOI: 10.1002/2015JA021844

EMFISIS; Fast Magnetosonic Waves; latitudinal distribution; statistical study; Van Allen Probes; wave normal angle

Van Allen Probes, THEMIS, GOES, and Cluster Observations of EMIC waves, ULF pulsations, and an electron flux dropout

We examined an electron flux dropout during the 12\textendash14 November 2012 geomagnetic storm using observations from seven spacecraft: the two Van Allen Probes, THEMIS-A (P5), Cluster 2, and Geostationary Operational Environmental Satellite (GOES) 13, 14, and 15. The electron fluxes for energies greater than 2.0 MeV observed by GOES 13, 14, and 15 at geosynchronous orbit and by the Van Allen Probes remained at or near instrumental background levels for more than 24 hours from 12\textendash14 November. For energies of 0.8 MeV, the GOES satellites observed two shorter intervals of reduced electron fluxes. The first interval of reduced 0.8 MeV electron fluxes on 12\textendash13 November was associated with an interplanetary shock and a sudden impulse. Cluster, THEMIS, and GOES observed intense He+ EMIC waves from just inside geosynchronous orbit out to the magnetopause across the dayside to the dusk flank. The second interval of reduced 0.8 MeV electron fluxes on 13\textendash14 November was associated with a solar sector boundary crossing and development of a geomagnetic storm with Dst < -100 nT. At the start of the recovery phase, both the 0.8 and 2.0 MeV electron fluxes finally returned to near pre-storm values, possibly in response to strong ultra-low frequency (ULF) waves observed by the Van Allen Probes near dawn. A combination of adiabatic effects, losses to the magnetopause, scattering by EMIC waves, and acceleration by ULF waves can explain the observed electron behavior.

Sigsbee, K.; Kletzing, C.; Smith, C.; MacDowall, Robert; Spence, Harlan; Reeves, Geoff; Blake, J.; Baker, D.; Green, J.; Singer, H.; Carr, C.; ik, O.;

Published by: Journal of Geophysical Research: Space Physics      Published on: 01/2016

YEAR: 2016     DOI: 10.1002/2014JA020877

Dst Effect; Electron Flux Dropouts; EMIC waves; magnetopause shadowing; ULF Pulsations; Van Allen Probes

Solar wind conditions leading to efficient radiation belt electron acceleration: A superposed epoch analysis

Determining preferential solar wind conditions leading to efficient radiation belt electron acceleration is crucial for predicting radiation belt electron dynamics. Using Van Allen Probes electron observations (>1 MeV) from 2012 to 2015, we identify a number of efficient and inefficient acceleration events separately to perform a superposed epoch analysis of the corresponding solar wind parameters and geomagnetic indices. By directly comparing efficient and inefficient acceleration events, we clearly show that prolonged southward Bz, high solar wind speed, and low dynamic pressure are critical for electron acceleration to >1 MeV energies in the heart of the outer radiation belt. We also evaluate chorus wave evolution using the superposed epoch analysis for the identified efficient and inefficient acceleration events and find that chorus wave intensity is much stronger and lasts longer during efficient electron acceleration events, supporting the scenario that chorus waves play a key role in MeV electron acceleration.

Li, W.; Thorne, R.; Bortnik, J.; Baker, D.; Reeves, G.; Kanekal, S.; Spence, H.; Green, J.;

Published by: Geophysical Research Letters      Published on: 09/2015

YEAR: 2015     DOI: 10.1002/2015GL065342

Chorus wave; Electron acceleration; solar wind conditions; Van Allen Probes

Calculation of whistler-mode wave intensity using energetic electron precipitation

The energetic electron population measured by multiple low-altitude POES satellites is used to infer whistlermode wave amplitudes using a physics-based inversion technique. We validate this technique by quantitatively analyzing a conjunction event between the Van Allen Probes and POES, and find that the inferred hiss wave amplitudes from POES electron measurements agree remarkably well with directly measured hiss waves amplitudes. We also use this technique to construct the global distribution of chorus wave intensity with extensive coverage over a broad L-MLT region during the 8\textendash9 October 2012 storm and demonstrate that the inferred chorus wave amplitudes agree well with conjugate measurements of chorus wave amplitudes from the Van Allen Probes. The evolution of the whistler-mode wave intensity inferred from low-altitude electron measurements can provide real-time global estimates of the wave intensity, which cannot be obtained from in-situ wave measurements by equatorial satellites alone, but are crucial in quantifying radiation belt electron dynamics.

Li, W.; Ni, B.; Thorne, R.; Bortnik, J.; Green, J.; Kletzing, C.; Kurth, W.; Hospodarsky, G.;

Published by:       Published on: 08/2014

YEAR: 2014     DOI: 10.1109/URSIGASS.2014.6929965

Electron traps; Energy measurement; Plasma measurements; Van Allen Probes

A novel technique to construct the global distribution of whistler mode chorus wave intensity using low-altitude POES electron data

Although magnetospheric chorus plays a significant role in the acceleration and loss of radiation belt electrons, its global evolution during any specific time period cannot be directly obtained by spacecraft measurements. Using the low-altitude NOAA Polar-orbiting Operational Environmental Satellite (POES) electron data, we develop a novel physics-based methodology to infer the chorus wave intensity and construct its global distribution with a time resolution of less than an hour. We describe in detail how to apply the technique to satellite data by performing two representative analyses, i.e., (i) for one specific time point to visualize the estimation procedure and (ii) for a particular time period to validate the method and construct an illustrative global chorus wave model. We demonstrate that the spatiotemporal evolution of chorus intensity in the equatorial magnetosphere can be reasonably estimated from electron flux measurements made by multiple low-altitude POES satellites with a broad coverage of L shell and magnetic local time. Such a data-based, dynamic model of chorus waves can provide near-real-time wave information on a global scale for any time period where POES electron data are available. A combination of the chorus wave spatiotemporal distribution acquired using this methodology and the direct spaceborne wave measurements can be used to evaluate the quantitative scattering caused by resonant wave-particle interactions and thus model radiation belt electron variability.

Ni, Binbin; Li, Wen; Thorne, Richard; Bortnik, Jacob; Green, Janet; Kletzing, Craig; Kurth, William; Hospodarsky, George; Pich, Maria;

Published by: Journal of Geophysical Research: Space Physics      Published on: 07/2014

YEAR: 2014     DOI: 10.1002/jgra.v119.710.1002/2014JA019935

electron precipitation; global wave distribution; magnetospheric chorus; physics-based technique; wave resonant scattering

Radiation belt electron acceleration by chorus waves during the 17 March 2013 storm

Local acceleration driven by whistler-mode chorus waves is fundamentally important for accelerating seed electron populations to highly relativistic energies in the outer radiation belt. In this study, we quantitatively evaluate chorus-driven electron acceleration during the 17 March 2013 storm, when the Van Allen Probes observed very rapid electron acceleration up to several MeV within ~12 hours. A clear radial peak in electron phase space density (PSD) observed near L* ~4 indicates that an internal local acceleration process was operating. We construct the global distribution of chorus wave intensity from the low-altitude electron measurements made by multiple Polar Orbiting Environmental Satellites (POES) satellites over a broad region, which is ultimately used to simulate the radiation belt electron dynamics driven by chorus waves. Our simulation results show remarkable agreement in magnitude, timing, energy dependence, and pitch angle distribution with the observed electron PSD near its peak location. However, radial diffusion and other loss processes may be required to explain the differences between the observation and simulation at other locations away from the PSD peak. Our simulation results, together with previous studies, suggest that local acceleration by chorus waves is a robust and ubiquitous process and plays a critical role in accelerating injected seed electrons with convective energies (~100 keV) to highly relativistic energies (several MeV).

Li, W.; Thorne, R.; Ma, Q.; Ni, B.; Bortnik, J.; Baker, D.; Spence, H.; Reeves, G.; Kanekal, S.; Green, J.; Kletzing, C.; Kurth, W.; Hospodarsky, G.; Blake, J.; Fennell, J.; Claudepierre, S.;

Published by: Journal of Geophysical Research: Space Physics      Published on: 06/2014

YEAR: 2014     DOI: 10.1002/jgra.v119.610.1002/2014JA019945

Van Allen Probes

Quantifying hiss-driven energetic electron precipitation: A detailed conjunction event analysis

We analyze a conjunction event between the Van Allen Probes and the low-altitude Polar Orbiting Environmental Satellite (POES) to quantify hiss-driven energetic electron precipitation. A physics-based technique based on quasi-linear diffusion theory is used to estimate the ratio of precipitated and trapped electron fluxes (R), which could be measured by the two-directional POES particle detectors, using wave and plasma parameters observed by the Van Allen Probes. The remarkable agreement between modeling and observations suggests that this technique is applicable for quantifying hiss-driven electron scattering near the bounce loss cone. More importantly, R in the 100\textendash300 keV energy channel measured by multiple POES satellites over a broad L magnetic local time region can potentially provide the spatiotemporal evolution of global hiss wave intensity, which is essential in evaluating radiation belt electron dynamics, but cannot be obtained by in situ equatorial satellites alone.

Li, W.; Ni, B.; Thorne, R.; Bortnik, J.; Nishimura, Y.; Green, J.; Kletzing, C.; Kurth, W.; Hospodarsky, G.; Spence, H.; Reeves, G.; Blake, J.; Fennell, J.; Claudepierre, S.; Gu, X.;

Published by: Geophysical Research Letters      Published on: 02/2014

YEAR: 2014     DOI: 10.1002/2013GL059132

Van Allen Probes

Science Goals and Overview of the Energetic Particle, Composition, and Thermal Plasma (ECT) Suite on NASA\textquoterights Radiation Belt Storm Probes (RBSP) Mission

The Radiation Belt Storm Probes (RBSP)-Energetic Particle, Composition, and Thermal Plasma (ECT) suite contains an innovative complement of particle instruments to ensure the highest quality measurements ever made in the inner magnetosphere and radiation belts. The coordinated RBSP-ECT particle measurements, analyzed in combination with fields and waves observations and state-of-the-art theory and modeling, are necessary for understanding the acceleration, global distribution, and variability of radiation belt electrons and ions, key science objectives of NASA\textquoterights Living With a Star program and the Van Allen Probes mission. The RBSP-ECT suite consists of three highly-coordinated instruments: the Magnetic Electron Ion Spectrometer (MagEIS), the Helium Oxygen Proton Electron (HOPE) sensor, and the Relativistic Electron Proton Telescope (REPT). Collectively they cover, continuously, the full electron and ion spectra from one eV to 10\textquoterights of MeV with sufficient energy resolution, pitch angle coverage and resolution, and with composition measurements in the critical energy range up to 50 keV and also from a few to 50 MeV/nucleon. All three instruments are based on measurement techniques proven in the radiation belts. The instruments use those proven techniques along with innovative new designs, optimized for operation in the most extreme conditions in order to provide unambiguous separation of ions and electrons and clean energy responses even in the presence of extreme penetrating background environments. The design, fabrication and operation of ECT spaceflight instrumentation in the harsh radiation belt environment ensure that particle measurements have the fidelity needed for closure in answering key mission science questions. ECT instrument details are provided in companion papers in this same issue. In this paper, we describe the science objectives of the RBSP-ECT instrument suite on the Van Allen Probe spacecraft within the context of the overall mission objectives, indicate how the characteristics of the instruments satisfy the requirements to achieve these objectives, provide information about science data collection and dissemination, and conclude with a description of some early mission results.

Spence, H.; Reeves, G.; Baker, D.; Blake, J.; Bolton, M.; Bourdarie, S.; Chan, A.; Claudpierre, S.; Clemmons, J.; Cravens, J.; Elkington, S.; Fennell, J.; Friedel, R.; Funsten, H.; Goldstein, J.; Green, J.; Guthrie, A.; Henderson, M.; Horne, R.; Hudson, M.; Jahn, J.-M.; Jordanova, V.; Kanekal, S.; Klatt, B.; Larsen, B.; Li, X.; MacDonald, E.; Mann, I.R.; Niehof, J.; O\textquoterightBrien, T.; Onsager, T.; Salvaggio, D.; Skoug, R.; Smith, S.; Suther, L.; Thomsen, M.; Thorne, R.;

Published by: Space Science Reviews      Published on: 11/2013

YEAR: 2013     DOI: DOI: 10.1007/s11214-013-0007-5

RBSP; Van Allen Probes

Constructing the global distribution of chorus wave intensity using measurements of electrons by the POES satellites and waves by the Van Allen Probes

We adopt a physics-based technique to infer chorus wave amplitudes from the low-altitude electron population (30\textendash100 keV) measured by multiple Polar Orbiting Environmental Satellites (POES), which provide extensive coverage over a broad region in L-shell and magnetic local time (MLT). This technique is validated by analyzing conjunction events between the Van Allen Probes measuring chorus wave amplitudes near the equator and POES satellites measuring the 30\textendash100 keV electron population at the conjugate low altitudes. We apply this technique to construct the chorus wave distributions during the 8\textendash9 October storm in 2012 and demonstrate that the inferred chorus wave amplitudes agree reasonably well with conjugate measurements of chorus wave amplitudes from the Van Allen Probes. The evolution of the chorus wave intensity inferred from low-altitude electron measurements can provide real-time global estimates of the chorus wave intensity, which cannot be obtained from in situ chorus wave measurements by equatorial satellites alone, but is crucial in quantifying radiation belt electron dynamics.

Li, W.; Ni, B.; Thorne, R.; Bortnik, J.; Green, J.; Kletzing, C.; Kurth, W.; Hospodarsky, G.;

Published by: Geophysical Research Letters      Published on: 09/2013

YEAR: 2013     DOI: 10.1002/grl.v40.1710.1002/grl.50920

Van Allen Probes

Observation of two distinct, rapid loss mechanisms during the 20 November 2003 radiation belt dropout event

The relativistic electron dropout event on 20 November 2003 is studied using data from a number of satellites including SAMPEX, HEO, ACE, POES, and FAST. The observations suggest that the dropout may have been caused by two separate mechanisms that operate at high and low L-shells, respectively, with a separation at L \~ 5. At high L-shells (L > 5), the dropout is approximately independent of energy and consistent with losses to the magnetopause aided by the Dst effect and outward radial diffusion which can deplete relativistic electrons down to lower L-shells. At low L-shells (L < 5), the dropout is strongly energy-dependent, with the higher-energy electrons being affected most. Moreover, large precipitation bands of both relativistic electrons and energetic protons are observed at low L-shells which are consistent with intense pitch angle scattering driven by electromagnetic ion cyclotron (EMIC) waves and may result in a rapid loss of relativistic electrons near the plasmapause in the dusk sector or in plumes of enhanced density.

Bortnik, J.; Thorne, R.; O\textquoterightBrien, T.; Green, J.; Strangeway, R.; Shprits, Y; Baker, D.;

Published by: Journal of Geophysical Research      Published on: 12/2006

YEAR: 2006     DOI: 10.1029/2006JA011802

Local Loss due to VLF/ELF/EMIC Waves

Relativistic electrons in the outer radiation belt: Differentiating between acceleration mechanisms

Many theoretical models have been developed to explain the rapid acceleration to relativistic energies of electrons that form the Earth\textquoterights radiation belts. However, after decades of research, none of these models has been unambiguously confirmed by comparison to observations. Proposed models can be separated into two types: internal and external source acceleration mechanisms. Internal source acceleration mechanisms accelerate electrons already present in the inner magnetosphere (L < 6.6), while external source acceleration mechanisms transport and accelerate a source population of electrons from the outer to the inner magnetosphere. In principle, the two types of acceleration mechanisms can be differentiated because they imply that different radial gradients of electron phase space density expressed as a function of the three adiabatic invariants will develop. Model predictions can be tested by transforming measured electron flux (given as a function of pitch angle, energy, and position) to phase space density as a function of the three invariants, μ, K, and Φ. The transformation requires adoption of a magnetic field model. Phase space density estimates have, in the past, produced contradictory results because of limited measurements and field model errors. In this study we greatly reduce the uncertainties of previous work and account for the contradictions. We use data principally from the Polar High Sensitivity Telescope energetic detector on the Polar spacecraft and the Tsyganenko and Stern [1996] field model to obtain phase space density. We show how imperfect magnetic field models produce phase space density errors and explore how those errors modify interpretations. On the basis of the analysis we conclude that the data are best explained by models that require acceleration of an internal source of electrons near L* \~ 5. We also suggest that outward radial diffusion from a phase space density peak near L* \~ 5 can explain the observed correspondence between flux enhancements at geostationary orbit and increases in ULF wave power.

Green, Janet; Kivelson, M.;

Published by: Journal of Geophysical Research      Published on: 03/2004

YEAR: 2004     DOI: 10.1029/2003JA010153

Local Acceleration due to Wave-Particle Interaction